Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mucio Dumit CarlonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.11-05-2019
Daniel Stewart BrysonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$25002-19-2019
Nathaniel Jamil CarlonStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC$10012-14-2015
Ronald Edward WilsonStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC$10008-30-2010
James Anthony KriesStifel, Nicolaus & Company, IncorporatedBIC Distributors, LLC06-01-2017
Erin A. DanielsStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.$15003-27-2018
Peter Crellin SmithStifel, Nicolaus & Company, IncorporatedCrellin Capital, LLC$10011-06-2018
Kathryn Venancio McelvogueStifel, Nicolaus & Company, IncorporatedCrellin Capital, LLC$10011-06-2018
Dale Edward LewisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-10-2011
Tracee Lee CurtisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50001-10-2013
Crystal Lorrain BarcelloStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50001-10-2013
Richard Harvey PeressStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-16-2011
Catherine Honan HeitelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50010-04-2011
John Hanenburg IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-14-2011
Duane Neil BurghardStifel, Nicolaus & Company, IncorporatedNYLIFE Securities LLC$15004-13-2016
Rachel HallStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.10-01-2018
Thomas Phillip LaporteStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15009-24-2018
Von A Alan HallauerStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$25009-24-2018
Pamela Kay SwansonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$50009-24-2018
Bryan George BertucciStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$50009-24-2018
Diane Marie KingStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.09-24-2018
Kathleen Ann WittStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC02-01-2010
Craig Laurence WhittenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10009-14-2018
Karen Belle JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-04-2018
Craig Edward JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10008-30-2018
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.