Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ben PalazzoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-21-2010
Brenda Gayle BellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-01-2012
Bryan George BertucciStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5009-24-2018
Catherine Honan HeitelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5010-04-2011
Craig Edward JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10008-30-2018
Craig Laurence WhittenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-14-2018
Crystal Lorrain BarcelloStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-10-2013
Dale Edward LewisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-10-2011
Daniel Stewart BrysonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$2502-19-2019
Diane Marie KingStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.09-24-2018
Duane Neil BurghardStifel, Nicolaus & Company, IncorporatedNYLIFE Securities LLC04-13-2016
Edward Harbert Marshall IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-19-2010
Erin A. DanielsStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.03-27-2018
Frank Stacher NightingaleStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-09-2018
James Anthony KriesStifel, Nicolaus & Company, IncorporatedBIC Distributors, LLC06-01-2017
James Paul VansteenhuyseStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.03-13-2018
Jeffrey Steven KramerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-28-2016
John Alexander GogolakStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-22-2009
John Hanenburg IIIStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-14-2011
Karen Belle JohnsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-04-2018
Kathleen Ann WittStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC02-01-2010
Kathryn V McElvogueStifel, Nicolaus & Company, IncorporatedCrellin Capital, LLC11-06-2018
Michael Duane GronlundStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-29-2014
Mucio Dumit CarlonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC11-05-2019
Nathaniel Jamil CarlonStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC12-14-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.