Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sally HarrisStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$4309-25-2018
Joseph MamerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$9610-27-2016
Jeff Wells Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$34002-21-2020
Doug Bowcock Kevin Bowcock Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24311-01-2019
Sandra WheelerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$14009-20-2019
Joshua GlassStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$34509-10-2019
Ron Witter Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$4908-29-2019
Steven SchwaryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4008-01-2019
Taylor Browman Tyler WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24006-07-2019
Bill LinasStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$18402-22-2019
Mike FloodStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$9102-22-2019
Virginia KuwaharaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$11009-07-2018
Vicki Bayley Jerod HavelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$7209-07-2018
Jeff SuttonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$19807-27-2018
Kerry ManganoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$11007-16-2018
Howard Ashlock Ashlee AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16006-25-2018
David BeachStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$16806-25-2018
Larry MaddoxStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4806-25-2018
Michael HeckmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$30705-25-2018
Dan GruberStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$34705-18-2018
Asma MahmoodStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6605-17-2018
Donna KaneStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10505-12-2017
Jason RudolphStifel, Nicolaus & Company, IncorporatedMorgan Stanley$8410-21-2016
Larry Watts Casey Knowles Robert Thompson Brian WilkinsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$54005-12-2016
Stephen Smith Elizabeth SchrockStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14705-07-2015
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Showing 1 to 25 of 247 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.