Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick Francis SinclairStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5002-23-2009
Lupe Ledezma SanchezStifel, Nicolaus & Company, IncorporatedMorgan Stanley & Co. Incorporated$5003-23-2009
Richard Frederick ReimersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10003-24-2009
Wade Cameron MitchellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-21-2009
John George AnesonStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$2504-24-2009
George Howard WilliamsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.05-06-2009
Dana Jacar MumfordStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-06-2009
Kevin James RadcliffeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-07-2009
Linda Louise DrummondStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-18-2009
Bruce Allen EdelsohnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-12-2009
James Richard SevillaStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-12-2009
James Charles KilleenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-06-2009
Michael Thomas PuenteStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5007-29-2009
Deborah Lee RossiStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
David Howard BlaughStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Matthew Carl ArnessStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Eric L MoxonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Joseph Stephen GrecoStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-14-2009
Mark Steven MerryfieldStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15010-29-2009
Tony David MayStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10010-29-2009
Robert Sabetai AbrahamStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2510-29-2009
Larry Eugene JamesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-04-2009
John Sherman SecondStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-21-2009
Timothy Patrick O'ConnellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-21-2009
Keith Allen WalkerStifel, Nicolaus & Company, IncorporatedWells Fargo Investments, LLC02-01-2010
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Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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