Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Dale ChamberlinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10007-28-2009
Alexander Stephen MonroeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-31-2015
Amy Keiko DosierStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-04-2010
Andrea Marsha GoldsteinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-01-2016
Andrew Ralph RudyStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$50004-02-2013
Andrew Scott HarveyStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$10009-25-2015
Ann Marie TyrrellStifel, Nicolaus & Company, IncorporatedPremier Financial Group Inc$50005-06-2013
Anna Marie ChevrierStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-29-2018
Ashlee L. AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
Asma MahmoodStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$47005-17-2018
Augustin Joseph Janssens SmithStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Bradford John JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-17-2019
Bradley Alan GoodnightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-09-2009
Brett Alan SchroederStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15004-29-2016
Brett David LevinsonStifel, Nicolaus & Company, IncorporatedHilltop Securities Inc.$15009-25-2015
Brian Daniel GruberStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$27905-18-2018
Brian David BissellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-09-2018
Brian David KelleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-13-2014
Brian Payne WilkinsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50005-12-2016
Bruce Allen EdelsohnStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50006-12-2009
Bruce Joseph TicknorStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$27905-10-2019
Charles Edward RosenbergStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-20-2012
Christopher Alan ThompsonStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-19-2015
Christopher Anthony PaganelliStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-09-2017
Christopher Glenn NeweyStifel, Nicolaus & Company, IncorporatedAIG Capital Services, Inc.$10002-01-2010
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Showing 1 to 25 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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