Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tyler Mark WeaverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-07-2019
Bradford John JacksonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-17-2019
Robert Benson BabcockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
William Dickinson LinasStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-22-2019
Augustin Joseph Janssens SmithStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Michael Tobin BillStifel, Nicolaus & Company, IncorporatedMML Investors Services, LLC09-07-2018
Jerod Raymond HavelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-06-2018
Ashlee L. AshlockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-22-2018
Christopher Anthony PaganelliStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-09-2017
Andrea Marsha GoldsteinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-01-2016
John Thomas Kendall IIStifel, Nicolaus & Company, IncorporatedBlack Creek Capital Markets, LLC08-29-2016
Jeffrey Barry LevineStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-26-2016
John Patrick YarmoskiStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.03-10-2016
John M VernonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-15-2016
David James AltmanStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-05-2016
Yufan ChiangStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Hovick M BabajanianStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Thomas James CarneyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-15-2015
Elizabeth Waschow SchrockStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-07-2015
Stephen Barr SmithStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-07-2015
Samanta Rodil BillauerStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.01-29-2015
John Marinus Van DongeStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2014
Brian David KelleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2014
Wheelock Richard BinghamStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.06-10-2014
N David HooverStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.05-28-2014
Next Page »

Showing 1 to 25 of 187 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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