Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert H LangdaleStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5007-31-2020
Gregory Keith LoweryStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.06-19-2020
Jim McLendonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18603-04-2020
James Michael MclendonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-04-2020
Robert King AdamsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00001-02-2020
Anthony Wayne MillerStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.12-03-2019
Jason Jungberg Michael KetterbaughStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$13510-03-2019
Michael Clark KetterbaughStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15010-03-2019
Jason Daniel JungbergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1010-03-2019
Bill DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$7812-04-2018
William Johnston DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-04-2018
Fred RossStifel, Nicolaus & Company, IncorporatedRaymond James$6411-12-2018
Frederick Martin RossStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-02-2018
John David WilliamsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.07-02-2018
Cynthia VogelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$8205-18-2018
Cynthia Vita VogelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-18-2018
Mark Kopkin Scott EnglehardtStifel, Nicolaus & Company, IncorporatedRaymond James$16005-04-2017
Mark David KopkinStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15005-04-2017
Scott Robert EnglehardtStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$15005-04-2017
Zachary Garrett HagemanStifel, Nicolaus & Company, IncorporatedCambridge Investment Research, Inc.$15011-21-2016
Marcus Alexander WheelerStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-18-2016
Gary Steven BrochinStifel, Nicolaus & Company, IncorporatedB. Riley Wealth Management$15005-31-2016
Robert Gene Heisterberg JrStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15002-12-2015
Raymond Bruce BradyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2510-27-2014
Gerald Wayne FullerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-27-2014
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.