Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Michael McLendonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1003-04-2020
Robert King AdamsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-02-2020
Anthony Wayne MillerStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.12-03-2019
Michael Clark KetterbaughStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15010-03-2019
Jason Daniel JungbergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1010-03-2019
Courtney Jenell CraigStifel, Nicolaus & Company, IncorporatedFidelity Personal and Workplace Advisors04-02-2019
William Johnston DarbyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-04-2018
Frederick Martin RossStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-02-2018
John David WilliamsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.07-02-2018
Richard Douglas VogelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15005-18-2018
Cynthia Vita VogelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-18-2018
Mark David KopkinStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$8205-04-2017
Scott Robert EnglehardtStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.05-04-2017
Zachary Garrett HagemanStifel, Nicolaus & Company, IncorporatedCambridge Investment Research, Inc.11-21-2016
Marcus Alexander WheelerStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-18-2016
Gary Steven BrochinStifel, Nicolaus & Company, IncorporatedB. Riley Wealth Management$10005-31-2016
William Andrew MagyarStifel, Nicolaus & Company, IncorporatedEdward Jones01-25-2016
Robert Gene Heisterberg Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5002-12-2015
Raymond Bruce BradyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-27-2014
Gerald Wayne FullerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-27-2014
Bruce Harrington CoxStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$1009-25-2014
Bradley Winsor SimmonsStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2507-10-2014
Richard Vance McGalliardStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10006-17-2014
Margot Joyce EustaceStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.06-17-2014
John James McHaleStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5006-17-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.