Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary R WhineryStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.04-01-2014
Charles Michael KiehnStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.10-24-2014
Brian Edward SciglianoStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.04-30-2014
Gary Robert WhineryStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.03-13-2014
Donald Bruce ScharenbergStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-09-2013
Guy Edwin GerberStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-09-2013
Michael LandauStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-01-2012
Gregory Edward Joseph GallowayStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-11-2010
Brady S BurtonStifel, Nicolaus & Company, IncorporatedMorgan Stanley12-17-2009
Joseph Geofrey TravisStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$2503-10-2015
Naoko M ThigpenStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-16-2019
Rebecca Ann OfferdahlStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$5011-07-2014
Joshua James DelongStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$5004-04-2014
Brent WoolstenhulmeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5012-17-2009
Cary Shay EllisStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5011-12-2009
Scott Douglas BaldwinStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$6703-10-2015
Ronald Howard FriezeStifel, Nicolaus & Company, IncorporatedWedbush Securities Inc.$10009-29-2014
Michael William ArmonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10005-09-2013
Richard Merrill HowellStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$15001-29-2016
Ryan D HancockStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$15001-29-2016
Brent Lynn KoetterStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$15001-29-2016
Kenneth Patrick HanleyStifel, Nicolaus & Company, IncorporatedD.A. Davidson & Co.$15004-30-2015

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.