Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Thomas MaximStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15002-28-2020
Emily Catherine HeimannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Kevin W ByrneStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10012-06-2019
Daniel G. RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Tracey F. FranklinStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Elizabeth Ann ReinkeStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-08-2019
Gary Lynn PhelpsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-08-2019
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Zachary Joseph HarvethStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-31-2019
John PethokoukisStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-22-2019
Christopher J PattersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-18-2019
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Michael Joseph BrunerStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-13-2018
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-13-2018
Ronald Stuart OuwengaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15009-13-2018
Zachary John BirkeyStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-13-2018
Lynne Mary OhrtStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2509-13-2018
Jeff F. SchimmelpfennigStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5009-13-2018
Eric P ConoverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$22909-12-2018
Marilyn June BlackStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5007-16-2018
Ginger Roberta DavisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-06-2017
Henry Michael EnnoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$11611-02-2017
Laurie Dee PalmbladStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-19-2017
Rosario Joseph PetrizzoStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
Gary Wayne HencyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-30-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.