Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janice ReillyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$9409-30-2016
Daniel RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley$16611-15-2019
Gary Phelps Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14411-08-2019
John Pethokoukis Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10708-22-2019
Zach Birkey Mike Bruner Myron Hendrix Ron Ouwenga Jeff Schimmelpfennig Brian ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$64610-29-2018
Eric ConoverStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18309-14-2018
Marilyn BlackStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5807-16-2018
Gary Hency Leland RoiderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$24811-30-2016
William KruegerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$18410-06-2016
David Morris Matthew WaldmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15008-04-2016
Paul Klehr Josh QuailStifel, Nicolaus & Company, IncorporatedRaymond James$5505-23-2012
John William HermanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15008-11-2020
Robert Claire PotterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-11-2020
Brad Raymond RippelmeyerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1506-26-2020
Emily Catherine HeimannStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-28-2020
Kevin W ByrneStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10012-06-2019
Daniel G RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-15-2019
Tracey F FranklinStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-15-2019
Elizabeth Ann ReinkeStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-08-2019
Gary Lynn PhelpsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5011-08-2019
Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-08-2019
Zachary Joseph HarvethStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-31-2019
John PethokoukisStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1,00008-22-2019
Christopher J PattersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-18-2019
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.