Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Phelps, Alfredo SerranoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14411-08-2019
Daniel RauppStifel, Nicolaus & Company, IncorporatedMorgan Stanley$16611-15-2019
John Pethokoukis Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10708-22-2019
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley$64610-29-2018
Eric ConoverStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$18309-14-2018
Ronald Stuart OuwengaStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15009-13-2018
Myron Lynn HendrixStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10009-13-2018
Lynne Mary OhrtStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2509-13-2018
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-13-2018
Marilyn BlackStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$5807-16-2018
Andrew J. BranskyStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15003-16-2018
Mario Frank FrisellaStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Bradley James WehnerStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Jason James CrouchStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company03-16-2018
Henry Michael EnnoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$11611-02-2017
Rosario Joseph PetrizzoStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
Gary Hency, Leland RoiderStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$24811-30-2016
William KruegerStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$18410-06-2016
William Eldon Krueger Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10010-06-2016
Janice ReillyStifel, Nicolaus & Company, IncorporatedRBC Wealth Management$9409-30-2016
Janice Anne ReillyStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$14709-30-2016
David Jeffrey MorrisStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15008-26-2016
David Morris, Matthew WaldmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc. Inc.$15008-04-2016
Matthew Benjamin WaldmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-04-2016
Timothy DarraghStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$10002-25-2016
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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