Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Edward RidleyStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC$50002-27-2009
Charles Kirk ThompsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15003-23-2009
Craig Scott MorganStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-20-2009
Christopher Daniel LarrabeeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50004-21-2009
Theodore Andrew SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-15-2009
Timothy Arnold SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-15-2009
Bruce Charles VossStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$25005-28-2009
Charles Edwyn Johnson IIStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$50005-28-2009
Steven Harper BurnsStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10006-05-2009
Michael Kevin RhodesStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$50006-05-2009
Kevin Arthur SkogsbergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50006-16-2009
David Andrew KohlmeyerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-18-2009
Jeffrey A HolmesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25006-30-2009
Renee A RaymondStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-27-2009
Susan Diane HillsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10008-24-2009
Daniel Lee ReeceStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10007-26-2010
Charles Wesley MunroStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50001-18-2011
Philip Charles SimmonsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50003-31-2011
David Michael MindrupStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-13-2011
Gary Albert DurchholzStifel, Nicolaus & Company, IncorporatedAssist Investment Management Company, Inc.$50003-21-2012
Paul Christopher KlehrStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$10005-23-2012
Joshua Michael QuailStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$35005-23-2012
Bradley GummowStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$10010-25-2012
John Eric SuessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10001-23-2014
Richard Robert SimsStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$15001-23-2014
Next Page »

Showing 1 to 25 of 60 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.