Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Patrick ThomasStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-13-2018
Jason James CrouchStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company03-16-2018
Matthew Benjamin WaldmanStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-04-2016
Stuart Drummond BuckStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
William Harold ScherrStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Christopher Jerome PrassasStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
David Rocco YaccinoStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Michelle ShlimonStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Myles WagnerStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Timothy Shawn ReillyStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Patricia Ann StarkStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.06-18-2014
John Eric SuessStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-23-2014
Paul Christopher KlehrStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.05-23-2012
Timothy Arnold SinalStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-15-2009
Charles Kirk ThompsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-23-2009
Lynne Mary OhrtStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2509-13-2018
Rosario Joseph PetrizzoStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2502-10-2017
Bruce Charles VossStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2505-28-2009
Joshua Michael QuailStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$3505-23-2012
Mario Frank FrisellaStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Bradley James WehnerStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Henry Zee PersonsStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$5012-04-2015
Edmund Joseph SwainStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5006-18-2014
Gary Albert DurchholzStifel, Nicolaus & Company, IncorporatedAssist Investment Management Company, Inc.$5003-21-2012
Philip Charles SimmonsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5003-31-2011
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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