Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Montgomery Howard MeeksStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-03-2020
Brad A RansomStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-03-2020
William Jefferson MillerStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC07-05-2019
Michael John O'HaraStifel, Nicolaus & Company, IncorporatedKovitz Securities, LLC07-18-2017
Darren Taylor GrayStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.06-08-2016
Kent Robert HuntoonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-11-2013
Elizabeth N. BorgerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-21-2013
Donald Ambrose Morrison IIIStifel, Nicolaus & Company, IncorporatedDavid A. Noyes & Company11-02-2012
Robert Louis LauerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-18-2012
James Robert VellutiniStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-18-2012
Craig Raymond SlossonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-18-2012
Michael AguirreStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC03-12-2012
Paul Robert BurrellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-13-2009
Shelly Ann HowardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-13-2009
Roy Kevin WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-17-2009
Robert Max Decker Jr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$509-03-2009
Timothy Joseph ParkerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1010-18-2012
Brad Lee FromanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2505-27-2016
Charles Jeffery MarlattStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2503-07-2014
Victor Francis Russo Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2506-21-2013
Laurel Beth HeiligstedtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2510-18-2012
Robert Artibano VellutiniStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2510-18-2012
Lawrence Michael CounenStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2505-23-2012
Theodore James SturgesStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5001-26-2015
Charles Stanton DickinsonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5001-26-2015
Next Page »

Showing 1 to 25 of 35 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.