Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher D. StoddardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-15-2016
Christopher M. Moran, Christopher E. Moran Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$32311-14-2019
Christopher Mark MoranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2019
Daniel Louis FitzgeraldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-20-2009
David Roger DrinanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
Gary Steven DomorackiStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$5012-04-2015
James Michael EganStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
James Richard MapplethorpeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-27-2009
Jeffrey Richardson BaconStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15008-01-2016
John Kevin O'Keefe Jr.Stifel, Nicolaus & Company, IncorporatedMoors & Cabot, Inc.$15011-06-2015
John L. HageStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Joseph Anthony GalluzzoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-09-2009
Joseph CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20612-14-2018
Joseph Richard CrespiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2018
Keith Wesley BladesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-07-2011
Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMennaStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$10807-19-2012
Michael John ReiserStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Nicholas John DimennaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-20-2012
Paul Albert LaurellStifel, Nicolaus & Company, IncorporatedSantander Securities LLC01-13-2014
Ria Marolda HartStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Robert Lloyd Polleys Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-29-2009
Sailing David AdlerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC08-01-2016
Sean Malcolm DrinanStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
Sean Michael DeanStifel, Nicolaus & Company, IncorporatedLeerink Partners LLC$5003-09-2012
Thomas Edward GaffneyStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$2512-04-2015
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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