Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Paul MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2020
Paul Joseph MoceriStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-05-2020
Gary Raymond DenisStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$4701-24-2020
Karen Leigh WardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00010-21-2019
Thomas Paul BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-22-2019
Robert George RixStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15006-27-2019
Richard Warren Stubbs Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
Steven J. ClarkStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-13-2019
David Michael BryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Kelly Anne FieldingStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-13-2019
Russell Thomas FullerStifel, Nicolaus & Company, IncorporatedCitizens Securities, Inc.06-13-2019
Mary Elizabeth FreyStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$5004-11-2019
Jonathan Drew UffelmanStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15004-11-2019
Robert HenryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC03-21-2019
Richard Vern HueterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-16-2018
Todd Mitchell WinterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-16-2018
Robert Alan RubarthStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$4111-12-2018
Michael Joe AndersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-24-2018
Theodore Lawrence Korodan Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-24-2018
Craig Alan BraunStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$5008-08-2018
Shelley Lynn SchudlichStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$2507-09-2018
Michael Anthony VaughnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00006-27-2018
Robert Joseph FentonStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$2505-16-2018
Brodie Joe KillianStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-09-2018
Anthony James LauzonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$10001-17-2018
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.