Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Andrew LeachStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5004-21-2009
Terry Lee HooverStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5005-05-2009
Loy Loraine GothamStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Dana Therese PahkalaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Mark Harber SebringStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Emanuel Recardo LopezStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Kurt Byron NelsonStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Eric Edward DavidgeStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Ronald Louis MeyerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Mary Therese ConleyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Kenneth John MeixnerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Christopher Mickey BergStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Kathy Ann LessardStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
David Sterling ClausenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Andrew John FosterStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Lora Lee GraumannStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Thomas Brian SernettStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Michael Carter Van StraatenStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-16-2009
Steven Earl AndersonStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-11-2010
Rahn Stuart LundStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$5003-08-2012
Richard Ambrose LinnihanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-27-2013
Richard A. LinnihanStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-01-2013
Thomas Stanchfield LeeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-21-2015
Steven Jerome GapinskiStifel, Nicolaus & Company, IncorporatedDougherty & Company LLC06-24-2016

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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