Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Kyle BordersStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-11-2020
Ryan Samuel FedderStifel, Nicolaus & Company, IncorporatedTD Ameritrade, Inc.11-04-2019
Richard Stephen Murphy Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15010-04-2019
Eugene Butler CarterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-04-2019
Peter Allen FlaniganStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-04-2019
Kevyn Francine SchroederStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-04-2019
Lisa Renee KopisStifel, Nicolaus & Company, IncorporatedCornerstone Wealth Management, LLC$1010-02-2019
Andrew James GrahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-29-2019
Kyle James FraserStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-03-2019
Daun P. BraswellStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.01-30-2019
George Wyatt Walton Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$26411-28-2018
David Nicholas BoschStifel, Nicolaus & Company, IncorporatedSecurian Financial Services, Inc.10-30-2018
Michael Joseph GrzedaStifel, Nicolaus & Company, IncorporatedTD Ameritrade, Inc.09-25-2018
Joshua David BoardmanStifel, Nicolaus & Company, IncorporatedTD Ameritrade, Inc.08-28-2018
Barbara Rae HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2018
Eric Mitchell KelingStifel, Nicolaus & Company, IncorporatedScottrade, Inc.04-06-2018
Ryan John GodierStifel, Nicolaus & Company, IncorporatedEdward Jones03-05-2018
Adam Michael ChustzStifel, Nicolaus & Company, IncorporatedEdward Jones02-13-2018
Bryan Lee SachanStifel, Nicolaus & Company, IncorporatedScottrade, Inc.$5002-05-2018
Geoffrey Paul EspeStifel, Nicolaus & Company, IncorporatedWheelhouse Securities Corporation01-10-2018
Larry Michael FlynnStifel, Nicolaus & Company, IncorporatedWheelhouse Securities Corporation01-10-2018
Paula DayStifel, Nicolaus & Company, IncorporatedPFS Investments Inc.01-10-2018
Kevin Scott MontonStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.11-08-2017
David Herman SafarianStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-29-2017
Elizabeth Irene WalzStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-08-2017
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Showing 1 to 25 of 212 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.