Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rick Murphy Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$43710-04-2019
Kevyn SchroederStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$29010-04-2019
Peter FlaniganStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10310-04-2019
Eugene CarterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$13510-04-2019
George WaltonStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$22511-28-2018
Keith CreechStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$20011-28-2018
Barbara HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$6007-16-2018
Barbara Rae HughesStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-02-2018
Geoffrey BrownStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$2503-16-2018
Kevin Scott MontonStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.11-08-2017
David SafarianStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$11609-29-2017
James Matthew DuncanStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.01-18-2017
Thomas Schmidt, Bradley SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$14009-15-2016
Bradley Thomas SchmidtStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-15-2016
Tucker Colby LongStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.07-13-2016
Matthew John HickeyStifel, Nicolaus & Company, IncorporatedBMO Harris Financial Advisors, Inc.06-29-2016
Herbert Buchbinder, Daniel Stolper, Mary Travis-SwansonStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$50005-25-2016
Daniel Victor StolperStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-25-2016
Herbert Charles BuchbinderStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC05-25-2016
Scott LinkStifel, Nicolaus & Company, IncorporatedCharles Schwab$50005-19-2016
James Scott LinkStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.$5005-19-2016
Adam Vartan TopalianStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Alexander Jerome WitherillStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
James J LeeStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$15012-04-2015
Scott Evan ZelnickStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.$10012-04-2015
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Showing 1 to 25 of 126 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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