Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chip Pegram Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$9310-02-2019
Nick BeardenStifel, Nicolaus & Company, IncorporatedEdward Jones$7508-01-2019
David Fielding HavensStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$5003-14-2019
Kevin Brian LyallStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$5003-14-2019
Michael Anthony FaustStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.$5011-09-2018
Thomas Rembert, John Cash, Grant Rembert, William ModeStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$28709-25-2018
William Richard ModeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-21-2018
Thomas Mayes Rembert IVStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5009-21-2018
Joseph Bailey VaughanStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$5412-11-2017
Joseph Bailey Vaughan Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10012-04-2017
Amandus 'Buz' FreyStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$11809-20-2017
Amandus Conrad Frey IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1009-20-2017
Christopher BarbeeStifel, Nicolaus & Company, IncorporatedOppenheimer$6106-15-2017
Christopher Thomas BarbeeStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$5006-15-2017
John Guerard Scott Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10003-09-2017
Brenda Gay LutzStifel, Nicolaus & Company, IncorporatedEdward Jones08-07-2015
Paul Vidovich, Gregory Gonzales, Robert B. Mitchell, Jr., Jacqueline T. Wieland, Phillip Joyce, Michael PlanningStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$58605-08-2014
Christopher Brian DaughtryStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$2503-04-2013
Daniel William EmmonsStifel, Nicolaus & Company, IncorporatedVanguard Marketing Corporation01-31-2013
Gregory Searcy BucknerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC01-10-2013
Jeremy Lynn JonesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-04-2012
John William LawrenceStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-04-2012
Jeffrey Hilliard CarterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2510-18-2011
Thomas Meredith Bolton Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2010
Michelle Katherine GreeneStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2010
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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