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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart Andrew AugustineStifel, Nicolaus & Company, IncorporatedCarillon Fund Distributors, Inc.01-30-2009
Magay Lyn ShepardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5004-03-2009
Richard Russell PalmerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-30-2009
William Robert EastmanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15004-30-2009
Roger Lee Fuller Jr.Stifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.06-01-2009
John Raymond CulliganStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5004-09-2010
Jorie Swenson CulliganStifel, Nicolaus & Company, IncorporatedMorgan Stanley04-09-2010
David Braxton GayStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$5004-14-2010
Thomas Meredith Bolton Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2010
Michelle Katherine GreeneStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-20-2010
Michael Andrew FaulkenburyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10006-03-2011
Jeffrey Hilliard CarterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2510-18-2011
Robert Stanley MoffatStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-08-2011
Jeremy Lynn JonesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-04-2012
John William LawrenceStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-04-2012
William Wells Van PeltStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-20-2012
John R. MillsStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-12-2012
Gregory Searcy BucknerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC01-10-2013
Daniel William EmmonsStifel, Nicolaus & Company, IncorporatedVanguard Marketing Corporation01-31-2013
Christopher Brian DaughtryStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC03-04-2013
Gregory Edward GonzalesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5005-08-2014
Jacqueline Taylor WielandStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-08-2014
Robert Bivings Mitchell Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15005-08-2014
Phillip Hardin JoyceStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2505-08-2014
Brenda Gay LutzStifel, Nicolaus & Company, IncorporatedEdward Jones08-07-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.