Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Howard LehrmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$2502-22-2019
William Stuart ScottStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15011-01-2018
David William ManningStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-31-2018
Russ Brian SchwartzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-16-2018
Kaival PatelStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$107-09-2018
Janet Lisa StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-15-2018
Thomas Joseph ThivesStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00004-10-2018
John Paul BogostaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5007-07-2017
Damien Didier Gerald CaillaultStifel, Nicolaus & Company, IncorporatedThe GMS Group, LLC08-26-2016
Mark M. RossiStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5008-23-2016
Rakema Lawyell WhiteStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$110-16-2015
Lance Joseph RosinaStifel, Nicolaus & Company, IncorporatedGirard Partners Ltd.09-14-2015
Todd Ryan EossoStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC$15008-07-2015
William Clarke MoynihanStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-07-2015
Leonard StagnittiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15006-05-2015
John Michael VolpeStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC$15006-01-2015
Diane Yeutter RothbergStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-13-2015
Alan Jeffrey LoginStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$5010-20-2014
Kenneth Thomas BrunoStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.09-30-2014
Richard Eric NiederhausStifel, Nicolaus & Company, IncorporatedMorgan Stanley$14605-09-2014
Robert Marshall Jelderks IIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$15003-26-2014
J. Ronald Ronald Lynch Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5002-19-2014
William James DrakeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-06-2014
Daniel John LittletonStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-11-2013
Robert J LesStifel, Nicolaus & Company, IncorporatedMorgan Stanley10-11-2013
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Showing 1 to 25 of 52 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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