Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry LerhmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$5002-22-2019
Larry Howard LehrmanStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC02-22-2019
James Thomas McfaddenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-28-2009
William Brooke RouletteStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5004-27-2009
David Philip De DufourStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5003-27-2009
Rakema Lawyell WhiteStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.10-16-2015
Todd Ryan EossoStifel, Nicolaus & Company, IncorporatedJ.P. Morgan Securities LLC$15008-07-2015
Patrick Allen DalyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC05-22-2009
Brian Michael OSullivanStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2505-22-2009
Alan Jeffrey LoginStifel, Nicolaus & Company, IncorporatedLPL Financial LLC10-20-2014
Richard Albert BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2508-27-2020
Richard Mansur BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Breton William BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-27-2020
Emily P BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Victoria BonnetteStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Edward Lee EllisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Lawrence David BrownStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
Michael GiordanoStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2020
Diane Yeutter RothbergStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-13-2015
Richard Alphonse RayStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
Michael Lieberman Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$7402-27-2020
Janet StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$17506-25-2018
Michael A LiebermanStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15002-27-2020
Janet Lisa StamatoStifel, Nicolaus & Company, IncorporatedMorgan Stanley$15006-15-2018
Mark M RossiStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5008-23-2016
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.