Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher R CastelliStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.04-15-2020
Adam Todd VengrowStifel, Nicolaus & Company, IncorporatedCantor Fitzgerald & Co.08-21-2018
David Alan WeinerStifel, Nicolaus & Company, IncorporatedChrome Capital Management, LLC01-30-2015
Peter Stewart OkinStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15003-27-2009
John Angelo CatanzaroStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.01-22-2009
Bruce Winfield JaegerStifel, Nicolaus & Company, IncorporatedColtin Securities, LLC09-22-2016
Michael Scott PaternostroStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.09-04-2015
Gary StensonStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.01-20-2012
Christopher James BartolomeoStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.01-20-2012
Michael Anthony TuranskyStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.08-26-2011
David AsulinStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.08-20-2010
Brian Thomas KelleyStifel, Nicolaus & Company, IncorporatedDeutsche Bank Securities Inc.$5003-10-2016
Michael Anthony MeyersStifel, Nicolaus & Company, IncorporatedDominick & Dickerman LLC$5605-03-2013
Michael John CaputeStifel, Nicolaus & Company, IncorporatedEquitable Advisors, LLC10-08-2020
David Cohen Fredrick Bennett Jeffrey HaikenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$28506-08-2015
Edward Albert Robinson JrStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2510-24-2019
Mark Alan SiverStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$25006-14-2019
Eric Leigh JacobsStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15006-14-2019
Gail SokolStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5001-28-2016
Jeffrey L HaikenStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15006-08-2015
Fredrick Ross BennettStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5005-15-2015
Harold Lee GoldsmithStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2503-17-2010
Daniela Bar-IllanStifel, Nicolaus & Company, IncorporatedJefferies LLC11-01-2019
Adam G ShafiroffStifel, Nicolaus & Company, IncorporatedJefferies LLC$5010-21-2019
Laurence Gladstone ShafiroffStifel, Nicolaus & Company, IncorporatedJefferies LLC$5010-21-2019
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.