Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Joseph McLaughlinStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
Ken Ramos, Gary RudowStifel, Nicolaus & Company, IncorporatedMorgan Stanley$32511-02-2017
Kenneth Carl RamosStifel, Nicolaus & Company, IncorporatedMorgan Stanley$26611-02-2017
Gary Mitchell RudowStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-02-2017
Leslie Antione CollinsStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-02-2017
Frederic ShibelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$12510-23-2017
Frederick Charles Shibel Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$14110-23-2017
Kevin Douglas LaurieStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-28-2017
Stephen Flood PeelStifel, Nicolaus & Company, IncorporatedMorgan Stanley$8201-05-2017
Randy PowersStifel, Nicolaus & Company, IncorporatedMorgan Stanley$20810-21-2016
Daniel William WrightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-21-2016
Randall Jay PowersStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1010-19-2016
Matthew Joseph PortnoyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$6410-13-2016
Bruce Winfield JaegerStifel, Nicolaus & Company, IncorporatedColtin Securities, LLC09-22-2016
Joseph Long, Brian SchneiweissStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-06-2016
Joseph Anthony LongStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$19909-01-2016
William Lloyd, Andrew Means, Peter WillseaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$65507-07-2016
Andrew Joseph MeansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-07-2016
Peter H WillseaStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$9707-07-2016
William Wadsworth LloydStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2016
William Isadore Kablack Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2016
Andrew James FooteStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-13-2016
Chuck A. Roberts, Toby Mitchell, David StoneStifel, Nicolaus & Company, IncorporatedMorgan Stanley$52403-16-2016
Brian Thomas KelleyStifel, Nicolaus & Company, IncorporatedDeutsche Bank Securities Inc.$5003-10-2016
Chuck A. RobertsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$21003-01-2016
« Previous PageNext Page »

Showing 26 to 50 of 135 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.