Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Foster MoodyStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-04-2020
Anthony M. SmallStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-09-2019
Daniela Bar-IllanStifel, Nicolaus & Company, IncorporatedJefferies LLC11-01-2019
Edward Albert Robinson Jr.Stifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2510-24-2019
Gregory J SchallerStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-22-2019
John P. ZicariStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Adam G. ShafiroffStifel, Nicolaus & Company, IncorporatedJefferies LLC$5010-21-2019
Laurence Gladstone ShafiroffStifel, Nicolaus & Company, IncorporatedJefferies LLC$5010-21-2019
Richard Brian LeeStifel, Nicolaus & Company, IncorporatedNomura Securities International, Inc.07-08-2019
Mark Alan SiverStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC06-14-2019
Eric Leigh JacobsStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC06-14-2019
Kurt Matthew MullerStifel, Nicolaus & Company, IncorporatedNobleBridge Wealth$10005-15-2019
Levon Elizabeth GriffithStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.04-12-2019
Michael Clark PascarellaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5004-12-2019
Jonathan S PerisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
William Joseph SupperStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
James Lawrence DiblasiStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-21-2019
Roxanne D. McElroyStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2501-11-2019
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Alex Michael MerrillStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
James Montgomery GreggStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00011-02-2018
Thomas L Lawrence HuberStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-29-2018
Joseph Peter BartolomeoStifel, Nicolaus & Company, IncorporatedFirst Allied Securities, Inc.10-22-2018
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Showing 1 to 25 of 164 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.