Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce I. GouldStifel, Nicolaus & Company, IncorporatedMorgan Stanley$37406-27-2013
Bruce Ian GouldStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-24-2013
Michael Anthony MeyersStifel, Nicolaus & Company, IncorporatedDominick & Dickerman LLC$5005-03-2013
Andrew B. WoolworthStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-30-2012
John Joseph CalamanStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-30-2012
Zachary Edwin AlpernStifel, Nicolaus & Company, IncorporatedCantor Fitzgerald & Co.11-12-2012
Robert Fulton Mason Jr.Stifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC10-03-2012
John James Dibble Jr.Stifel, Nicolaus & Company, IncorporatedCantor Fitzgerald & Co.09-27-2012
Alan Carl WolmanStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15002-02-2012
Joseph Salvatore PlantStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$5001-20-2012
Gary StensonStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$2501-20-2012
Christopher James BartolomeoStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.01-20-2012
James Moore Gabal Jr.Stifel, Nicolaus & Company, IncorporatedStone & Youngberg LLC$1009-30-2011
Michael Anthony TuranskyStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$1008-26-2011
James Edward DalyStifel, Nicolaus & Company, IncorporatedMorgan Stanley$2507-29-2011
Kenneth J Christman Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$1007-29-2011
Theresa Ann ScottStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-29-2011
Patricia Anne SpargoStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-01-2011
John Frederick McLaughlin IIIStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10006-22-2011
David Alexander SweeneyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15005-13-2011
Thomas James BeattieStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-24-2011
Dennis Joseph KellyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5009-23-2010
David AsulinStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.$10008-20-2010
Harold Lee GoldsmithStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15003-17-2010
Francine Louise FoerstStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1002-19-2010
« Previous PageNext Page »

Showing 101 to 125 of 135 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.