Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Carl WolmanStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15002-02-2012
Andrew B. WoolworthStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-30-2012
Andrew HutsellStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Andrew James FooteStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-13-2016
Andrew Joseph MeansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-07-2016
Anthony R RuscignoStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Ari Jordan SparStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Brett Scott FleckmanStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Brian Thomas KelleyStifel, Nicolaus & Company, IncorporatedDeutsche Bank Securities Inc.$5003-10-2016
Bruce I. GouldStifel, Nicolaus & Company, IncorporatedMorgan Stanley$37406-27-2013
Bruce Ian GouldStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5006-24-2013
Bruce Winfield JaegerStifel, Nicolaus & Company, IncorporatedColtin Securities, LLC09-22-2016
Christopher Edward IhlefeldStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.06-05-2015
Christopher James BartolomeoStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.01-20-2012
Christopher Thomas HarringtonStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Chuck A. RobertsStifel, Nicolaus & Company, IncorporatedMorgan Stanley$21003-01-2016
Chuck A. Roberts, Toby Mitchell, David StoneStifel, Nicolaus & Company, IncorporatedMorgan Stanley$52403-16-2016
Cindy Barbara HellmanStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.06-05-2015
Clifford Adams Bartlett IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-03-2019
Clifford Bartlett, IIIStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$10001-03-2019
Craig Louis SienaStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.$1007-07-2015
Daniel Thomas ScalziStifel, Nicolaus & Company, IncorporatedSterne, Agee & Leach, Inc.$5007-07-2015
Daniel William WrightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-21-2016
David Alan WeinerStifel, Nicolaus & Company, IncorporatedChrome Capital Management, LLC01-30-2015
David Alexander SweeneyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15005-13-2011
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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