Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam G. ShafiroffStifel, Nicolaus & Company, IncorporatedJefferies LLC$50010-21-2019
Adam Michael CafarellaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)01-21-2014
Aileen EppigStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-19-2009
Alan Carl WolmanStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15002-02-2012
Alan Howard CohnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-08-2010
Alan Michael EppersStifel, Nicolaus & Company, IncorporatedAXA Advisors, LLC$50008-24-2010
Alex A. GallegoStifel, Nicolaus & Company, IncorporatedRaymond James$9401-02-2014
Alex Michael MerrillStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2018
Andrew B. WoolworthStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10011-30-2012
Andrew Dino TortoStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25005-01-2009
Andrew James FooteStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-13-2016
Andrew Joseph MeansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-07-2016
Anthony Joseph AlessiStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10005-13-2009
Anthony M. SmallStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-09-2019
Art Lewis SherinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50002-08-2011
Brad Daniel FosterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-30-2009
Brian Michael SchneiweissStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20009-01-2016
Brian Richard WalshStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-01-2009
Brian Thomas KelleyStifel, Nicolaus & Company, IncorporatedDeutsche Bank Securities Inc.$50003-10-2016
Bruce Ian GouldStifel, Nicolaus & Company, IncorporatedMorgan Stanley$50006-24-2013
Bruce Robert TompkinsStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15001-03-2012
Bruce Winfield JaegerStifel, Nicolaus & Company, IncorporatedColtin Securities, LLC09-22-2016
Christopher James BartolomeoStifel, Nicolaus & Company, IncorporatedDavid Lerner Associates, Inc.01-20-2012
Christopher John NicolosiStifel, Nicolaus & Company, IncorporatedFidelity Brokerage Services LLC08-28-2012
Christopher Jon FontasStifel, Nicolaus & Company, IncorporatedElevation, LLC01-10-2012
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Showing 1 to 25 of 165 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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