Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Brian LeeStifel, Nicolaus & Company, IncorporatedNomura Securities International, Inc.07-08-2019
Joseph Patrick BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
Erin Catherine BradyStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2018
William Joseph McLaughlinStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
Gary Mitchell RudowStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-02-2017
Leslie Antione CollinsStifel, Nicolaus & Company, IncorporatedMorgan Stanley11-02-2017
Kevin Douglas LaurieStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.04-28-2017
Daniel William WrightStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC10-21-2016
Bruce Winfield JaegerStifel, Nicolaus & Company, IncorporatedColtin Securities, LLC09-22-2016
William Wadsworth LloydStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2016
William Isadore Kablack Jr.Stifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-07-2016
Andrew James FooteStifel, Nicolaus & Company, IncorporatedMorgan Stanley05-13-2016
Richard David StoneStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-01-2016
Toby David MitchellStifel, Nicolaus & Company, IncorporatedMorgan Stanley03-01-2016
Simeon Gavriel MannStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC02-23-2016
Michael Steven GordonStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Brett Scott FleckmanStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Padraig Kevin McBrienStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Ari Jordan SparStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
John Hugh Devlin Jr.Stifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Christopher Thomas HarringtonStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Leslie Christopher QuickStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
James HafeleStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Katherine Grace CordtzStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Kraig Joseph CorrellStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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