Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ward AbbeyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5008-29-2019
Beth Radcliff, Richard CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$16902-20-2019
Beth Marie RadcliffStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$20002-20-2019
Richard T CochranStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10302-20-2019
Tom Lieser, Leigh Anne Gage, Tom AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc. Inc.$73002-14-2019
Thomas Eugene LieserStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2502-14-2019
Tom AwadallaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$2502-14-2019
Leigh Anne GageStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.02-14-2019
Todd Addison HaackeStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5001-11-2019
Bradley Aaron ClasenStifel, Nicolaus & Company, IncorporatedMorgan Stanley01-11-2019
Dick Niemiec, Kyle Adams, Lisa ReichertStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$50011-15-2018
Michael IannarinoStifel, Nicolaus & Company, IncorporatedCephas Capital Partners$8009-04-2018
Scot Gilbert SinklerStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.$10007-10-2018
James Peter ManosStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$22604-27-2016
John Eric McAllisterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-31-2014
Joseph A. FosterStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$2507-31-2014
Joshua WeilandStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co.$13808-19-2013
Joshua Aaron WeilandStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$15008-19-2013
Robert Alan LucasStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$5004-24-2013
Edward J. YenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-24-2013
Kevin Gerald NiekampStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-12-2010
Thomas H. HallStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5010-04-2010
George Alexander BakerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Diane L RossStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
David Patrick KurconStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.09-25-2009
Next Page »

Showing 1 to 25 of 67 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.