Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Scott FleckStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-10-2019
Jason Patrick FleckStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.10-10-2019
Frederick Scott WithamStifel, Nicolaus & Company, IncorporatedEdward Jones08-15-2019
Jason Bruce YaegerStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.$15006-10-2019
Amanda Lee DodsonStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.$5006-10-2019
Hobart Chester MarliaveStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-24-2018
Perry Deane StannardStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2508-24-2018
Kenneth David MillerStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$15004-20-2018
Antonel UrdesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-20-2018
Bianca F. UrdesStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$10004-20-2018
Mark Chandler SoseyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2507-27-2016
Gary Philip TribbleStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5007-13-2016
Traci Lynn MurrayStifel, Nicolaus & Company, IncorporatedU.S. Bancorp Investments, Inc.05-05-2016
Robert A. LindbloomStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.01-22-2015
Corey David LoxenStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-02-2014
Steven Randall PotterStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2504-16-2013
Jeffrey Michael Wirth Sr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Advisors Financial Network, LLC04-05-2013
David Ryhan McdermottStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-27-2012
Angela Marie LyonsStifel, Nicolaus & Company, IncorporatedCetera Investment Services LLC09-17-2012
Donald Eugene ShiarlaStifel, Nicolaus & Company, IncorporatedEdward Jones$10001-30-2012
Kendall Bate AchesonStifel, Nicolaus & Company, IncorporatedMorgan Stanley09-14-2011
Steven James NelsonStifel, Nicolaus & Company, IncorporatedUmpqua Investments, Inc.02-28-2011
Charles Cottrell DodgeStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$2501-04-2011
David Mark WilliamsStifel, Nicolaus & Company, IncorporatedWaddell & Reed09-30-2010
Terry Euell MorrisonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC11-10-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.