Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Floyd Joseph CarlStifel, Nicolaus & Company, IncorporatedBainbridge Securities Inc.$5002-18-2009
Jeffrey Robert GordonStifel, Nicolaus & Company, IncorporatedBoenning & Scattergood, Inc.$2503-21-2014
Kenneth Joseph McAndressStifel, Nicolaus & Company, IncorporatedBoenning & Scattergood, Inc.$10011-29-2010
Robert Milan OndrasikStifel, Nicolaus & Company, IncorporatedButler, Wick & Co., Inc.03-10-2009
Jennifer Lynn KarnsStifel, Nicolaus & Company, IncorporatedButler, Wick & Co., Inc.03-10-2009
Vicki Sue O'NeilStifel, Nicolaus & Company, IncorporatedButler, Wick & Co., Inc.03-10-2009
Bradford Charles GreenawaldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$15005-01-2009
Todd Steven HarveyStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-01-2009
Angelo Capetola Jr.Stifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-03-2009
Michael Thomas ColbridgeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$2503-31-2009
James John GarciaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10003-30-2009
Martin Joseph GannonStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10003-30-2009
Darrell James HrezoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5003-20-2009
Peter ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott$29804-18-2018
Mark R. Kaskey, W. Jason BeardStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott$17808-09-2013
Peter Donald ScudnerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$15004-18-2018
Martin Firestone BowersStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5010-16-2013
Robert Januarius CellucciStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$10008-09-2013
Mark Robert KaskeyStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$5008-09-2013
William Jason BeardStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC08-09-2013
Scott Aaron LindermannStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC$2508-06-2013
Scot Burnham BrewerStifel, Nicolaus & Company, IncorporatedJanney Montgomery Scott LLC05-13-2009
Sonia Antonina GrossStifel, Nicolaus & Company, IncorporatedM&T Securities, Inc.12-11-2017
Thomas Edward MartinStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-14-2015
Mary Catherine HeltzelStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-21-2013
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Showing 1 to 25 of 79 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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