Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Alan GallinattiStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Rhonda Lynn SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Lynn Christine SylerStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Katelyn Rene SmithStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC06-20-2019
Michelle Mary EggersStifel, Nicolaus & Company, IncorporatedMorgan Stanley$5005-15-2019
Eric Wendell AllenStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-02-2019
Michael John-Hubbard ThompsonStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.$15003-18-2019
George Charter Harrison IVStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2502-14-2019
Mark Edward GrahamStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10008-09-2018
Brenda Ann StoneStifel, Nicolaus & Company, IncorporatedCetera Advisors LLC08-09-2018
Henry Scott KruseStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.08-18-2017
James Carroll GaudetteStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15308-18-2017
Robert Edward Schmidt Jr.Stifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$17408-18-2017
Jon Randall GarbergStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$2503-14-2017
Rebecca Marie HellmanStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated03-14-2017
Thomas Barrett TawreseyStifel, Nicolaus & Company, IncorporatedRobert W. Baird & Co. Incorporated$10401-03-2017
John William DonaldsonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5006-16-2016
Robert Arnold PetersenStifel, Nicolaus & Company, IncorporatedMorgan Stanley$10006-08-2015
Garth O. YoungStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5001-02-2015
Lori Lynn NutterStifel, Nicolaus & Company, IncorporatedKey Investment Services LLC$2510-17-2014
Michael Gregory Foster Jr.Stifel, Nicolaus & Company, IncorporatedMcAdams Wright Ragen, Inc.08-04-2014
John-Erik William AndersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-22-2014
Thomas Leigh BarrStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC12-13-2013
Richard Eugene BorishStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.02-12-2013
Anthony John ReStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-09-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.