Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin BayStifel, Nicolaus & Company, IncorporatedKevin Bay Investments$12807-29-2019
William Gerard MorseStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$24703-16-2018
Scott David SteinkeStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15003-16-2018
Andrew Michael WiziardeStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15003-16-2018
Michael Alan KramerStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15003-16-2018
Kurt Deforest WaidStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$15003-16-2018
Steven Michael LuterbachStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$10003-16-2018
Joshua Peter TraudtStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$10003-16-2018
Mark Wayne SeversonStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Terry Leroy SturmStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Kim I MarshallStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Peter ShanovichStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Scott Allen MeasnerStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Wayne Spencer FrankStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Daniel Jay AikenStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Thomas John FitzgeraldStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Charles Dennis SchraderStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$5003-16-2018
Denise Marie KlemensStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$2503-16-2018
Paul A HeesStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$2503-16-2018
Charles Leroy Butler Jr.Stifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$2503-16-2018
Nathan T. FarrStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$2503-16-2018
David Charles KovalaskeStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$2503-16-2018
Steven Jon StefonikStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company$2503-16-2018
Lay Carl RosenheimerStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company03-16-2018
Joseph Henry Murphy IIIStifel, Nicolaus & Company, IncorporatedB. C. Ziegler and Company03-16-2018
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Showing 1 to 25 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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