Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael John-Hubbard ThompsonStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.03-18-2019
Robert Craig HenryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00003-21-2019
Miles C LuchtenburgStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-29-2019
Kyle Ray OwensStifel, Nicolaus & Company, IncorporatedRaymond James & Associates, Inc.03-29-2019
Jonathan S PerisStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-29-2019
William Joseph SupperStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2019
Donald Arthur Bernard IIIStifel, Nicolaus & Company, IncorporatedFranklin/Templeton Distributors, Inc.04-01-2019
Jon Anton OndracekStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$5004-03-2019
Peggy Lee AllenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated$3004-03-2019
Gary Steven AllenStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Robert Benson BabcockStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2019
Raymond Dean MartinStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00004-04-2019
Craig Michael BentleyStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC04-04-2019
John Hunter TillotsonStifel, Nicolaus & Company, IncorporatedMorgan Stanley$1,00004-05-2019
Mary Elizabeth FreyStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$5004-11-2019
Jonathan Drew UffelmanStifel, Nicolaus & Company, IncorporatedOppenheimer & Co. Inc.$15004-11-2019
Levon Elizabeth GriffithStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.04-12-2019
Michael Clark PascarellaStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.$5004-12-2019
John Robert PattersonStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10004-17-2019
Ryan M SchackStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2019
Lance Clayton WhitworthStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
John R KoeijmansStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Steven Jake WignallStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Michael Doyle DammertStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC$15004-23-2019
Patrick Corbin DammertStifel, Nicolaus & Company, IncorporatedJ.J.B. Hilliard, W.L. Lyons, LLC04-23-2019
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.