Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Hedstrom WheelerStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-20-2019
Joshua GlassStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC09-10-2019
Harold Perry UszerowiczStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$4309-06-2019
Edward Franklin Abbey Jr.Stifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-29-2019
Ronald K. Witter Jr.Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$5008-29-2019
Daniel Patrick LongStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.08-29-2019
Stephen C HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Linda Sue WindersStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Cameron Blair HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
Jeremy Daniel HugginsStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-23-2019
John PethokoukisStifel, Nicolaus & Company, IncorporatedMorgan Stanley08-22-2019
Frederick Scott WithamStifel, Nicolaus & Company, IncorporatedEdward Jones08-15-2019
James Howard CampbellStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC08-07-2019
Steven M. SchwaryStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00008-01-2019
Nicholas Robert BeardenStifel, Nicolaus & Company, IncorporatedEdward Jones$2508-01-2019
Dawn Inez CastroStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-30-2019
Morton Elwood WolvertonStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$5007-30-2019
Kevin John BayStifel, Nicolaus & Company, IncorporatedKevin Bay Investments, LLC07-29-2019
Scott David FergangStifel, Nicolaus & Company, IncorporatedRBC Capital Markets, LLC07-29-2019
Andrew James GrahnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC07-29-2019
Victor Manuel SantiagoStifel, Nicolaus & Company, IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-25-2019
Thomas Paul BrehmStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC07-22-2019
Gary Lynn WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-19-2019
Kimberly Denise BradyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-19-2019
William Bradford JollyStifel, Nicolaus & Company, IncorporatedMorgan Stanley07-18-2019
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Showing 1 to 25 of 37 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.