Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig Bentley Stifel Nicolaus & Co.Wells Fargo Advisors$7104-05-2019
Ray Martin Stifel Nicolaus & Co.Wells Fargo Advisors$10704-05-2019
Kyle OwensStifel Nicolaus & Co.Raymond James$12004-05-2019
Miles LuchtenburgStifel Nicolaus & Co.Raymond James$22004-05-2019
Gary Allen, Peggy Allen, Tony Ondracek, Robert Babcock, Greg MunroStifel Nicolaus & Co.Merrill Lynch$59604-05-2019
David Havens Stifel Nicolaus & Co.Hilliard Lyons$2903-29-2019
Kevin LyallStifel Nicolaus & Co.Hilliard Lyons$7603-29-2019
Jim McMahon Stifel Nicolaus & Co.Ameriprise Financial$003-29-2019
Eric Zeltner Stifel Nicolaus & Co.Merrill Lynch$5503-29-2019
Robert HenryStifel Nicolaus & Co.Wells Fargo Advisors$6303-29-2019
Mike Thompson Stifel Nicolaus & Co.Charles Schwab$10003-29-2019
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
Larry Lerhman Stifel Nicolaus & Co.Ameriprise Financial$5002-22-2019
James DiBlasiStifel Nicolaus & Co.Merrill Lynch$5202-22-2019
George Charter Harrison IV Stifel Nicolaus & Co.Robert W. Baird & Co.$7802-22-2019
Beth Radcliff, Richard CochranStifel Nicolaus & Co.Merrill Lynch$16902-22-2019
Mike Flood Stifel Nicolaus & Co.Merrill Lynch$9102-22-2019
Bill LinasStifel Nicolaus & Co.Merrill Lynch$18402-22-2019
Tom Lieser, Leigh Anne Gage, Tom AwadallaStifel Nicolaus & Co.UBS Financial Services$73002-14-2019
Joseph BradyStifel Nicolaus & Co.Merrill Lynch$12501-14-2019
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-14-2019
Jonathan Register Stifel Nicolaus & Co.Merrill Lynch$10001-14-2019
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-18-2018
Mark EnriquezStifel Nicolaus & Co.Morgan Stanley Wealth Management$14012-18-2018
Joseph CrespiStifel Nicolaus & Co.Bank of America Merrill Lynch$20612-18-2018
Next Page »

Showing 1 to 25 of 184 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.


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