Advisers on the Move

Track the latest teams of advisers and brokers who are changing firms and view recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

For production and additional details, click on adviser(s) name for full profile.

«Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Lieser, Leigh Anne Gage and Tom AwadallaStifel Nicolaus & Co.UBS Financial Services$73002-14-2019
Joseph BradyStifel Nicolaus & Co.Merrill Lynch$12501-14-2019
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-14-2019
Jonathan Register Stifel Nicolaus & Co.Merrill Lynch$10001-14-2019
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-18-2018
Mark EnriquezStifel Nicolaus & Co.Morgan Stanley Wealth Management$14012-18-2018
Joseph CrespiStifel Nicolaus & Co.Bank of America Merrill Lynch$20612-18-2018
Jack Mayer, Robert MayerStifel Nicolaus & Co.Hilliard Lyons$5412-04-2018
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5412-03-2018
Keith CreechStifel Nicolaus & Co.Wells Fargo Advisors$20012-03-2018
George WaltonStifel Nicolaus & Co.Wells Fargo Advisors$22512-03-2018
Rick Hueter, Todd WinterStifel Nicolaus & Co.Wells Fargo Advisors$40811-16-2018
Dick Niemiec, Kyle Adams, Lisa ReichertStifel Nicolaus & Co.Wells Fargo Advisors$50011-15-2018
Lynn Faust, Michael FaustStifel Nicolaus & Co.Raymond James$28511-12-2018
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Fred RossStifel Nicolaus & Co.Raymond James$6411-12-2018
Tyler LendaStifel Nicolaus & Co.Morgan Stanley Wealth Management$9711-12-2018
Peter SmithStifel Nicolaus & Co.Moors & Cabot$14211-12-2018
Frank NightingaleStifel Nicolaus & Co.Wells Fargo Advisors$11111-09-2018
Rachel HallStifel Nicolaus & Co.Raymond James$3311-01-2018
Elliot TreeceStifel Nicolaus & Co.Edward Jones$8711-01-2018
Martin "Kye" NicholsStifel Nicolaus & Co.Edward Jones$5311-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Chris Buccheri, Dave HarrisStifel Nicolaus & Co.Bank of America Merrill Lynch$33011-01-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
Next Page »

Showing 1 to 25 of 166 entries

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Disclaimer: The moves in this database come from a number of sources: InvestmentNews and other media reports, press releases, and direct submissions that have been reviewed by InvestmentNews. Any corrections, updates or clarifications should be e-mailed directly to the IN staff.

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