Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
Beth Radcliff, Richard CochranStifel Nicolaus & Co.Merrill Lynch$16902-20-2019
Bill LinasStifel Nicolaus & Co.Merrill Lynch$18402-22-2019
George Charter Harrison IV Stifel Nicolaus & Co.Robert W. Baird & Co.$7802-14-2019
James DiBlasiStifel Nicolaus & Co.Merrill Lynch$5202-21-2019
Larry Lerhman Stifel Nicolaus & Co.Ameriprise Financial$5002-22-2019
Mike Flood Stifel Nicolaus & Co.Merrill Lynch$9102-22-2019
Tom Lieser, Leigh Anne Gage, Tom AwadallaStifel Nicolaus & Co.UBS Financial Services$73002-14-2019
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-03-2019
Jonathan Register Stifel Nicolaus & Co.Merrill Lynch$10001-11-2019
Joseph BradyStifel Nicolaus & Co.Merrill Lynch$12512-20-2018
Joseph CrespiStifel Nicolaus & Co.Bank of America Merrill Lynch$20612-14-2018
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-04-2018
Mark EnriquezStifel Nicolaus & Co.Morgan Stanley Wealth Management$14012-14-2018
Jack Mayer, Robert MayerStifel Nicolaus & Co.Hilliard Lyons$5412-04-2018
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5411-20-2018
George WaltonStifel Nicolaus & Co.Wells Fargo Advisors$22511-28-2018
Keith CreechStifel Nicolaus & Co.Wells Fargo Advisors$20011-28-2018
Rick Hueter, Todd WinterStifel Nicolaus & Co.Wells Fargo Advisors$40811-16-2018
Dick Niemiec, Kyle Adams, Lisa ReichertStifel Nicolaus & Co.Wells Fargo Advisors$50011-15-2018
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Fred RossStifel Nicolaus & Co.Raymond James$6411-12-2018
Lynn Faust, Michael FaustStifel Nicolaus & Co.Raymond James$28511-12-2018
Peter SmithStifel Nicolaus & Co.Moors & Cabot$14211-12-2018
Tyler LendaStifel Nicolaus & Co.Morgan Stanley Wealth Management$9711-12-2018
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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