Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam ChustzStifel Nicolaus & Co.Edward Jones$19302-13-2018
Amandus 'Buz' FreyStifel Nicolaus & Co.Wells Fargo Advisors$11809-20-2017
Asma MahmoodStifel Nicolaus & Co.Wells Fargo Advisors$6605-17-2018
Barbara HughesStifel Nicolaus & Co.Bank of America Merrill Lynch$6007-16-2018
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54203-27-2014
Ben Palazzo, Ed Marshall III, Kay WittStifel Nicolaus & Co.Wells Fargo Advisors$27506-25-2010
Beth Radcliff, Richard CochranStifel Nicolaus & Co.Merrill Lynch$16902-20-2019
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-04-2018
Bill LinasStifel Nicolaus & Co.Merrill Lynch$18402-22-2019
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Bruce I. GouldStifel Nicolaus & Co.Morgan Stanley Wealth Management$37406-27-2013
Chris Buccheri, Dave HarrisStifel Nicolaus & Co.Bank of America Merrill Lynch$33011-01-2018
Christian CombergStifel Nicolaus & Co.Wells Fargo Advisors$13305-24-2018
Christopher BarbeeStifel Nicolaus & Co.Oppenheimer$6106-15-2017
Chuck A. Roberts, Toby Mitchell, David StoneStifel Nicolaus & Co.Morgan Stanley Wealth Management$52403-16-2016
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-03-2019
Clint Weaver, Joe T. Bozarth IIIStifel Nicolaus & Co.UBS Financial Services$17005-29-2014
Craig BraunStifel Nicolaus & Co.Ameriprise Financial$8208-10-2018
Craig JohnsonStifel Nicolaus & Co.UBS Financial Services$21109-04-2018
Craig WhittenStifel Nicolaus & Co.UBS Financial Services$7109-14-2018
Cynthia VogelStifel Nicolaus & Co.Morgan Stanley Wealth Management$8205-18-2018
Dan GruberStifel Nicolaus & Co.Wells Fargo Advisors$34705-18-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Daniel NewellStifel Nicolaus & Co.RBC Wealth Management$7403-01-2018
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Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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