Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary R. WhineryStifel Nicolaus & Co.Wedbush Securities04-01-2014
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Michael J. SullivanStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management07-01-2013
Scott Metzner, Thomas AndisonStifel Nicolaus & Co.A.G. Edwards & Sons06-10-2010
William J. DrakeStifel Nicolaus & Co.Wells Fargo Advisors$101-06-2014
Stephen S. Brown, James P. GoetzStifel Nicolaus & Co.Bank of America Merrill Lynch$210-20-2014
Rachel HallStifel Nicolaus & Co.Raymond James$3311-01-2018
Perry StannardStifel Nicolaus & Co.Wells Fargo Advisors$3408-28-2018
Daniel RileyStifel Nicolaus & Co.PNC Investments $3509-25-2018
Kaival PatelStifel Nicolaus & Co.Wells Fargo Advisors$3508-16-2018
Sally HarrisStifel Nicolaus & Co.LPL Financial$4309-25-2018
Hobart MarliaveStifel Nicolaus & Co.Wells Fargo Advisors$4308-27-2018
Larry MaddoxStifel Nicolaus & Co.Wells Fargo Advisors$4806-25-2018
Larry Lerhman Stifel Nicolaus & Co.Ameriprise Financial$5002-22-2019
James DiBlasiStifel Nicolaus & Co.Merrill Lynch$5202-21-2019
Martin "Kye" NicholsStifel Nicolaus & Co.Edward Jones$5311-01-2018
Jack Mayer, Robert MayerStifel Nicolaus & Co.Hilliard Lyons$5412-04-2018
David FernedingStifel Nicolaus & Co.Wells Fargo Advisors$5411-20-2018
Bob RubarthStifel Nicolaus & Co.Raymond James$5411-12-2018
Joseph Bailey VaughanStifel Nicolaus & Co.Wells Fargo Advisors$5412-11-2017
Mark CisselStifel Nicolaus & Co.Morgan Stanley Wealth Management$5408-17-2017
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Paul Klehr, Josh QuailStifel Nicolaus & Co.Raymond James$5505-23-2012
Next Page »

Showing 1 to 25 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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