Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank NightingaleStifel Nicolaus & Co.Wells Fargo Advisors$11111-09-2018
Chris Buccheri, Dave HarrisStifel Nicolaus & Co.Bank of America Merrill Lynch$33011-01-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Elliot TreeceStifel Nicolaus & Co.Edward Jones$8711-01-2018
Martin "Kye" NicholsStifel Nicolaus & Co.Edward Jones$5311-01-2018
Rachel HallStifel Nicolaus & Co.Raymond James$3311-01-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
Zach Birkey, Mike Bruner, Myron Hendrix, Ron Ouwenga, Jeff Schimmelpfennig, Brian ThomasStifel Nicolaus & Co.Morgan Stanley Wealth Management$64610-29-2018
Robert CohenStifel Nicolaus & Co.UBS Financial Services$71210-05-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Daniel RileyStifel Nicolaus & Co.PNC Investments $3509-25-2018
Larry JacobsStifel Nicolaus & Co.Wells Fargo Advisors$19209-25-2018
Nick SteinbachStifel Nicolaus & Co.Wells Fargo Advisors$6009-25-2018
Sally HarrisStifel Nicolaus & Co.LPL Financial$4309-25-2018
Thomas Rembert, John Cash, Grant Rembert, William ModeStifel Nicolaus & Co.Wells Fargo Advisors$28709-25-2018
Tom LaPorte, Bryan Bertucci, Von HallauerStifel Nicolaus & Co.Raymond James$23409-25-2018
Craig WhittenStifel Nicolaus & Co.UBS Financial Services$7109-14-2018
Eric ConoverStifel Nicolaus & Co.Wells Fargo Advisors$18309-14-2018
John "Barry" JenkinsStifel Nicolaus & Co.Wells Fargo Advisors$6509-14-2018
John A. Banks, John P. BanksStifel Nicolaus & Co.Wells Fargo Advisors$6309-14-2018
John NoerdlingerStifel Nicolaus & Co.Wells Fargo Advisors$13509-07-2018
Tom CotroneStifel Nicolaus & Co.Wells Fargo Advisors$10509-07-2018
Vicki Bayley, Jerod HavelStifel Nicolaus & Co.Wells Fargo Advisors$7209-07-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Craig JohnsonStifel Nicolaus & Co.UBS Financial Services$21109-04-2018
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Showing 26 to 50 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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