Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia VogelStifel Nicolaus & Co.Morgan Stanley Wealth Management$8205-18-2018
Dan GruberStifel Nicolaus & Co.Wells Fargo Advisors$34705-18-2018
Jeff HughesStifel Nicolaus & Co.Wells Fargo Advisors$9805-18-2018
Asma MahmoodStifel Nicolaus & Co.Wells Fargo Advisors$6605-17-2018
Tony Urdes, Bianca UrdesStifel Nicolaus & Co.UBS Financial Services$30004-20-2018
Peter ScudnerStifel Nicolaus & Co.Janney Montgomery Scott$29804-18-2018
Erin DanielsStifel Nicolaus & Co.BMO Harris Financial Advisors$12003-27-2018
Daniel NewellStifel Nicolaus & Co.RBC Wealth Management$7403-01-2018
Steve Thomsen Stifel Nicolaus & Co.Bank of America Merrill Lynch$8303-01-2018
Michael SilvermanStifel Nicolaus & Co.Oppenheimer$10002-16-2018
Adam ChustzStifel Nicolaus & Co.Edward Jones$19302-13-2018
Greg GreenbergStifel Nicolaus & Co.Wells Fargo Advisors$17801-18-2018
Tom Hankins, Jay LauzonStifel Nicolaus & Co.Ameriprise Financial$19701-17-2018
Geoff Espe, Larry FlynnStifel Nicolaus & Co.Wheelhouse Securities Corporation$17601-10-2018
William McLaughlin, John MurphyStifel Nicolaus & Co.Bank of America Merrill Lynch$11812-20-2017
Joseph Bailey VaughanStifel Nicolaus & Co.Wells Fargo Advisors$5412-11-2017
Keith Holzwarth, Angelo Panoff, Michael Hall Stifel Nicolaus & Co.Wells Fargo Advisors$25012-11-2017
Phillip MacDonald Stifel Nicolaus & Co.Bank of America Merrill Lynch$7011-20-2017
Phillip RogersStifel Nicolaus & Co.Wunderlich Securities$10611-20-2017
Ken Ramos, Gary RudowStifel Nicolaus & Co.Morgan Stanley Wealth Management$32511-02-2017
Mark P. SullivanStifel Nicolaus & Co.Morgan Stanley Wealth Management$10510-25-2017
Frederic ShibelStifel Nicolaus & Co.Morgan Stanley Wealth Management$12510-23-2017
Steve DaileyStifel Nicolaus & Co.Morgan Stanley Wealth Management$10010-19-2017
David SafarianStifel Nicolaus & Co.Wells Fargo Advisors$11609-29-2017
Amandus 'Buz' FreyStifel Nicolaus & Co.Wells Fargo Advisors$11809-20-2017
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Showing 76 to 100 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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