Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William J. DrakeStifel Nicolaus & Co.Wells Fargo Advisors$101-06-2014
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Michael J. SullivanStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Julie A. GamppStifel Nicolaus & Co.U.S. Bancorp Investments$8909-16-2013
Joshua WeilandStifel Nicolaus & Co.Robert W. Baird & Co.$13808-19-2013
Mark R. Kaskey, W. Jason BeardStifel Nicolaus & Co.Janney Montgomery Scott$17808-09-2013
Stephen C. KnudsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$11207-18-2013
Richard A. LinnihanStifel Nicolaus & Co.Morgan Stanley Wealth Management07-01-2013
Bruce I. GouldStifel Nicolaus & Co.Morgan Stanley Wealth Management$37406-27-2013
Marty O'ConnorStifel Nicolaus & Co.Wells Fargo Advisors$18006-13-2013
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17906-05-2013
Neil HattemStifel Nicolaus & Co.M.L. Stern & Co.$25007-26-2012
Kenneth Fortini, Ralph E. Labriola, Nicholas J. DiMennaStifel Nicolaus & Co.Wells Fargo Advisors$10807-19-2012
Richard RayStifel Nicolaus & Co.Morgan Stanley Wealth Management$7706-14-2012
Paul Klehr, Josh QuailStifel Nicolaus & Co.Raymond James$5505-23-2012
Richard WardStifel Nicolaus & Co.Bank of America Merrill Lynch$7405-18-2012
Patricia WalshStifel Nicolaus & Co.Morgan Stanley Wealth Management$12704-27-2012
William Fusco, Robert RichardStifel Nicolaus & Co.Morgan Stanley Wealth Management$15004-27-2012
Ben Palazzo, Ed Marshall III, Kay WittStifel Nicolaus & Co.Wells Fargo Advisors$27506-25-2010
Donald Bernard Jr.Stifel Nicolaus & Co.Wells Fargo Advisors$25006-25-2010
Scott Metzner, Thomas AndisonStifel Nicolaus & Co.A.G. Edwards & Sons06-10-2010
Sheree Luker, Klingler, Michael Luckett, Robert Seibels III, Benjamin Walker, Richard "Pee-Wee" Kohn, Katye DelashawStifel Nicolaus & Co.Morgan Stanley Wealth Management$80005-27-2010
John P. TroianoStifel Nicolaus & Co.Wells Fargo Advisors$17509-05-2009
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Showing 151 to 173 of 173 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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