Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grayson HopperStifel Nicolaus & Co.Bank of America Merrill Lynch$7403-01-2019
Joseph CrespiStifel Nicolaus & Co.Bank of America Merrill Lynch$20612-14-2018
Chris Buccheri, Dave HarrisStifel Nicolaus & Co.Bank of America Merrill Lynch$33011-01-2018
Patrick StrehlStifel Nicolaus & Co.Bank of America Merrill Lynch$16909-04-2018
Barbara HughesStifel Nicolaus & Co.Bank of America Merrill Lynch$6007-16-2018
Howard Ashlock, Ashlee AshlockStifel Nicolaus & Co.Bank of America Merrill Lynch$16006-25-2018
Steve Thomsen Stifel Nicolaus & Co.Bank of America Merrill Lynch$8303-01-2018
William McLaughlin, John MurphyStifel Nicolaus & Co.Bank of America Merrill Lynch$11812-20-2017
Phillip MacDonald Stifel Nicolaus & Co.Bank of America Merrill Lynch$7011-20-2017
Jeff Tutor, Natasha SparksStifel Nicolaus & Co.Bank of America Merrill Lynch$20012-08-2016
Joseph Long, Brian SchneiweissStifel Nicolaus & Co.Bank of America Merrill Lynch$50009-06-2016
William Lloyd, Andrew Means, Peter WillseaStifel Nicolaus & Co.Bank of America Merrill Lynch$65507-07-2016
Sonny Skinner, Mark Causey, Everett Nix, Steve Hagood, Will HumberStifel Nicolaus & Co.Bank of America Merrill Lynch$37010-01-2015
John M. Van DongeStifel Nicolaus & Co.Bank of America Merrill Lynch$60011-20-2014
Stephen S. Brown, James P. GoetzStifel Nicolaus & Co.Bank of America Merrill Lynch$210-20-2014
Joshua M. BledsoeStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Michael J. SullivanStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Richard WardStifel Nicolaus & Co.Bank of America Merrill Lynch$7405-18-2012

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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