Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Lieser, Leigh Anne Gage, Tom AwadallaStifel Nicolaus & Co.UBS Financial Services$73002-14-2019
Bill DarbyStifel Nicolaus & Co.UBS Financial Services$7812-04-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5511-01-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
Robert CohenStifel Nicolaus & Co.UBS Financial Services$71210-05-2018
Dan LongStifel Nicolaus & Co.UBS Financial Services$5509-25-2018
Craig WhittenStifel Nicolaus & Co.UBS Financial Services$7109-14-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Craig JohnsonStifel Nicolaus & Co.UBS Financial Services$21109-04-2018
Thomas BellStifel Nicolaus & Co.UBS Financial Services$6907-19-2018
Tony Urdes, Bianca UrdesStifel Nicolaus & Co.UBS Financial Services$30004-20-2018
Donna KaneStifel Nicolaus & Co.UBS Financial Services$10505-12-2017
Michael Nimmo, Christian Nimmo, Rachel NimmoStifel Nicolaus & Co.UBS Financial Services$10004-28-2017
Ed HeckerStifel Nicolaus & Co.UBS Financial Services$6011-10-2016
David Morris, Matthew WaldmanStifel Nicolaus & Co.UBS Financial Services$15008-04-2016
Clint Weaver, Joe T. Bozarth IIIStifel Nicolaus & Co.UBS Financial Services$17005-29-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20004-16-2014
Barre McLeod Butler, Park B. Smith, Jr., W. Hampton Avant, Lucinda ShieldsStifel Nicolaus & Co.UBS Financial Services$54203-27-2014
Michael P. Wallace, Todd J. Belfiore Stifel Nicolaus & Co.UBS Financial Services$17906-05-2013

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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