Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bill LinasStifel Nicolaus & Co.Merrill Lynch$18402-22-2019
Mike Flood Stifel Nicolaus & Co.Merrill Lynch$9102-22-2019
Sally HarrisStifel Nicolaus & Co.LPL Financial$4309-25-2018
Vicki Bayley, Jerod HavelStifel Nicolaus & Co.Wells Fargo Advisors$7209-07-2018
Virginia KuwaharaStifel Nicolaus & Co.UBS Financial Services$11009-07-2018
Jeff SuttonStifel Nicolaus & Co.Wells Fargo Advisors$19807-27-2018
Kerry ManganoStifel Nicolaus & Co.Wells Fargo Advisors$11007-16-2018
David BeachStifel Nicolaus & Co.Wells Fargo Advisors$16806-25-2018
Howard Ashlock, Ashlee AshlockStifel Nicolaus & Co.Bank of America Merrill Lynch$16006-25-2018
Larry MaddoxStifel Nicolaus & Co.Wells Fargo Advisors$4806-25-2018
Michael HeckmanStifel Nicolaus & Co.Wells Fargo Advisors$30705-25-2018
Dan GruberStifel Nicolaus & Co.Wells Fargo Advisors$34705-18-2018
Asma MahmoodStifel Nicolaus & Co.Wells Fargo Advisors$6605-17-2018
Donna KaneStifel Nicolaus & Co.UBS Financial Services$10505-12-2017
Joseph MamerStifel Nicolaus & Co.RBC Wealth Management$9610-27-2016
Jason RudolphStifel Nicolaus & Co.Morgan Stanley Wealth Management$8410-21-2016
Larry Watts, Casey Knowles, Robert Thompson, Brian WilkinsonStifel Nicolaus & Co.Morgan Stanley Wealth Management$54005-12-2016
Stephen Smith, Elizabeth Schrock Stifel Nicolaus & Co.Morgan Stanley Wealth Management$14705-07-2015
Kyle Grossart, Joe McGann Stifel Nicolaus & Co.Southwest Securities$15103-27-2015
Timothy Metcalf, Robert Pinto Stifel Nicolaus & Co.Wells Fargo Advisors$25501-15-2015
John M. Van DongeStifel Nicolaus & Co.Bank of America Merrill Lynch$60011-20-2014
Todd Frediani, Larry StaterStifel Nicolaus & Co.UBS Financial Services$20004-16-2014
Marty O'ConnorStifel Nicolaus & Co.Wells Fargo Advisors$18006-13-2013
Neil HattemStifel Nicolaus & Co.M.L. Stern & Co.$25007-26-2012
Richard WardStifel Nicolaus & Co.Bank of America Merrill Lynch$7405-18-2012

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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