Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
James DiBlasiStifel Nicolaus & Co.Merrill Lynch$5202-21-2019
Clifford Bartlett, IIIStifel Nicolaus & Co.Wells Fargo Advisors$10001-03-2019
Joseph BradyStifel Nicolaus & Co.Merrill Lynch$12512-20-2018
Thomas HuberStifel Nicolaus & Co.UBS Financial Services$15010-29-2018
Robert CohenStifel Nicolaus & Co.UBS Financial Services$71210-05-2018
Larry JacobsStifel Nicolaus & Co.Wells Fargo Advisors$19209-25-2018
Josh LordStifel Nicolaus & Co.Raymond James$6209-04-2018
Mark Demo, Raymond PatrawStifel Nicolaus & Co.Wells Fargo Advisors$23006-20-2018
William McLaughlin, John MurphyStifel Nicolaus & Co.Bank of America Merrill Lynch$11812-20-2017
Ken Ramos, Gary RudowStifel Nicolaus & Co.Morgan Stanley Wealth Management$32511-02-2017
Frederic ShibelStifel Nicolaus & Co.Morgan Stanley Wealth Management$12510-23-2017
Randy PowersStifel Nicolaus & Co.Morgan Stanley Wealth Management$20810-21-2016
Joseph Long, Brian SchneiweissStifel Nicolaus & Co.Bank of America Merrill Lynch$50009-06-2016
William Lloyd, Andrew Means, Peter WillseaStifel Nicolaus & Co.Bank of America Merrill Lynch$65507-07-2016
Chuck A. Roberts, Toby Mitchell, David StoneStifel Nicolaus & Co.Morgan Stanley Wealth Management$52403-16-2016
David Cohen, Fredrick Bennett, Jeffrey Haiken Stifel Nicolaus & Co.Janney Montgomery Scott$28506-08-2015
Stephen S. Brown, James P. GoetzStifel Nicolaus & Co.Bank of America Merrill Lynch$210-20-2014
Kurt UzbayStifel Nicolaus & Co.Morgan Stanley Wealth Management$25005-02-2014
Michael J. SullivanStifel Nicolaus & Co.Bank of America Merrill Lynch11-25-2013
Bruce I. GouldStifel Nicolaus & Co.Morgan Stanley Wealth Management$37406-27-2013

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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