Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James John BudzinskiStrategic Advisers LLCEdward Jones05-24-2017
Christopher CemanStrategic Advisers LLCNorthwestern Mutual Investment Services, LLC03-30-2017
Steven Karklins MoffatStrategic Advisers LLCNorthwestern Mutual Investment Services, LLC01-09-2017
Philip Allan YanarosStrategic Advisers LLCMetLife Securities Inc.11-25-2016
Joel Jacob JeffsonStrategic Advisers LLCInvestment Professionals, Inc.06-29-2016
Thomas John VondraStrategic Advisers LLCAmeriprise Financial Services, Inc.04-20-2016
Preston Scott KendrickStrategic Advisers LLCPruco Securities, LLC.03-11-2016
Julia Margaret ForresterStrategic Advisers LLCMutual of America Life Insurance Company08-14-2015
Nathan Edward StephensStrategic Advisers LLCEdward Jones08-10-2015
Gary Ray WheelerStrategic Advisers LLCCharles Schwab & Co., Inc.07-14-2015
Justin Robert JoseffyStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-14-2015
Kyle Anthony SimmonsStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2015
Alex James SchaapveldStrategic Advisers LLCGWFS Equities, Inc.06-10-2015
Matthew Dillon BlickenderferStrategic Advisers LLCT. Rowe Price Investment Services, Inc.05-29-2015
Catherine Jane SchultzStrategic Advisers LLCGWFS Equities, Inc.05-27-2015
Travis John MayberryStrategic Advisers LLCSanctuary Securities LLC04-24-2015
Kyle Matthew BlackStrategic Advisers LLCCharles Schwab & Co., Inc.04-16-2015
Brooke Ashley PackStrategic Advisers LLCUBS Financial Services Inc.02-13-2015
Jeanine Marie GarciaStrategic Advisers LLCSchwab Private Client Investment Advisory, Inc.02-04-2015
Jared Eric MabeyStrategic Advisers LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-27-2015
Michael John AnslingerStrategic Advisers LLCAXA Advisors, LLC09-17-2014
Robert Allen DudleyStrategic Advisers LLCVanguard Marketing Corporation08-20-2014
Michael Patrick RyanStrategic Advisers LLCB. C. Ziegler and Company08-08-2014
Valerie Jane JoseffyStrategic Advisers LLCT. Rowe Price Investment Services, Inc.08-08-2014
Eric Scott ZarubaStrategic Advisers LLCJ.P. Morgan Institutional Investments Inc.07-29-2014
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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